This Data Protection Addendum ("Addendum") between Docket Inc. ("Docket") and the Customer (as defined in the Agreement) forms part of the Docket Inc. Terms of Service set forth at https://www.docket.io/terms-and-conditions or such other written or electronic agreement incorporating this Addendum, in each case, governing Customer's access to and use of the Services (the "Agreement").

Customer enters into this Addendum on behalf of itself and any Affiliates authorized to use the Services under the Agreement and who have not entered into a separate contractual arrangement with Docket. For the purposes of this Addendum only, and except where otherwise indicated, references to "Customer" shall include Customer and such Affiliates.

The Parties hereby agree that the terms and conditions set out below shall be added as an Addendum to the Agreement.

1. Definitions

In this Addendum, the following terms shall have the meanings set out below and cognate terms shall be construed accordingly:

1. "Affiliate" means an entity that owns or controls, is owned or controlled by, or is under common control or ownership with either Customer or Docket (as the context allows), where control is defined as the possession, directly or indirectly, of the power to direct or cause the direction of the management and policies of an entity, whether through ownership of voting securities, by contract or otherwise;
2. "Customer Personal Data" means any Personal Data provided by or made available by Customer to Docket or collected by Docket on behalf of Customer which is Processed by Docket to perform the Services;
3. "Controller to Processor SCCs" means (i) the standard contractual clauses for cross-border transfers published by the European Commission on June 4, 2021 governing the transfer of European Area Personal Data to Third Countries as adopted by the European Commission, the Swiss Federal Data Protection and Information Commissioner ("Swiss FDPIC") relating to data transfers to Third Countries (collectively "EU SCCs"); (ii) the international data transfer addendum ("UK Transfer Addendum") adopted by the UK Information Commissioner's Office ("UK ICO") for data transfers from the UK to Third Countries; or (iii) any similar such clauses adopted by a data protection regulator relating to Personal Data transfers to Third Countries, including without limitation any successor clauses thereto;‍
4. "Data Protection Laws" means any local, state, or national law regarding the processing of Personal Data applicable to Docket in the jurisdictions in which the Services are provided to Customer, including, without limitation, privacy, security, and data protection law;
5. ‍"EU Area" means the European Union, European Economic Area, United Kingdom, and Switzerland;
6. ‍"EU Area Law" means (i) Directive 95/46/EC and, from May 25, 2018, Regulation (EU) 2016/679 ("EU GDPR") together with applicable legislation implementing or supplementing the same or otherwise relating to the processing of Personal Data of natural persons; (ii) the Data Protection Act 2018 of the United Kingdom and the EU GDPR as saved into United Kingdom Law by virtue of section 3 of the United Kingdom's European Union (Withdrawal) Act 2018 (the "UK GDPR"); (iii) the Swiss Federal Data Protection Act of 19 June 1992 and its Ordinance ("Swiss DPA"); (iv) any other law relating to the data protection, security, or privacy of individuals that applies in the EU Area; or (v) any successor or amendments thereto (including, without limitation, implementation of the EU GDPR by Member States into their national law);
7. ‍"Restricted Transfer" means a transfer of Customer Personal Data to, or access to Customer Personal Data from, a Third Country, where such transfer would be prohibited by applicable Data Protection Laws in the absence of appropriate safeguards (such as the Controller to Processor SCCs);
8. ‍"Services" means the services to be supplied by Docket to Customer or Customer's Affiliates pursuant to the Agreement; and
9. ‍"Third Country" means countries that, where required by applicable Data Protection Laws, have not received an adequacy decision from an applicable authority relating to cross-border data transfers of Personal Data, including regulators such as the European Commission, UK ICO, or Swiss FDPIC.

The terms "Business", "Business Purpose", "commercial purpose", "Contractor", "Controller", "Data Subject", "Personal Data", "Personal Data Breach", "Process", "Processor", "Sell", "Service Provider", "Share", "Subprocessor", "Supervisory Authority", and "Third Party" have the same meanings as described in applicable Data Protection Laws and cognate terms shall be construed accordingly.

Capitalized terms not otherwise defined in this Addendum shall have the meanings ascribed to them in the Agreement.

2. Roles of the Parties

The Parties acknowledge and agree that with regard to the Processing of Customer Personal Data, and as more fully described in Annex 1 hereto, Customer acts as a Business or Controller, and Docket acts as a Service Provider or Processor. This Addendum shall apply solely to the Processing of Customer Personal Data by Docket acting as a Processor or Subprocessor (as specified in Annex 1). The Parties expressly agree that Customer shall be solely responsible for ensuring timely communications to Customer's Affiliates or the relevant Controller(s) who receive the Services, insofar as such communications may be required or useful in light of applicable Data Protection Laws to enable Customer's Affiliates or the relevant Controller(s) to comply with such Laws.

3. Description and Purpose of Personal Data Processing

In Annex 1 to this Addendum, the Parties have mutually set out their understanding of the subject matter and details of the Processing of the Customer Personal Data to be Processed by Docket pursuant to this Addendum. The Parties may make reasonable amendments to Annex 1 on mutual written agreement and as reasonably necessary to meet those requirements. Annex 1 does not create any obligation or rights for any Party. The purpose of Processing under this Addendum is the provision of the Services pursuant to the Agreement and any Order Form(s).

4. Data Processing Terms

4.1 Customer shall comply with all applicable Data Protection Laws in connection with the performance of this Addendum and the Processing of Customer Personal Data. In connection with its access to and use of the Services, Customer shall Process Customer Personal Data within such Services and provide Docket with instructions in accordance with applicable Data Protection Laws. As between the Parties, Customer shall be solely responsible for compliance with applicable Data Protection Laws regarding the collection of and transfer to Docket of Customer Personal Data. Customer agrees not to provide Docket with any data concerning a natural person's health, religion, or any special categories of data as defined in Article 9 of the GDPR.

4.2 Docket shall comply with all applicable Data Protection Laws in the Processing of Customer Personal Data and Docket shall:

1. Process the Customer Personal Data for the purposes of the Agreement and for the specific purposes in each case as set out in Annex 1 to this Addendum and otherwise solely on the documented instructions of Customer, for the purposes of providing the Services and as otherwise necessary to perform its obligations under the Agreement. The Agreement, this Addendum, and Customer's use of the Service's features and functionality are Customer's written instructions to Docket in relation to Processing Customer Personal Data, including as follows:
   • Docket shall use, retain, disclose, or otherwise Process Customer Personal Data only on behalf of Customer and for the specific business purpose of providing the Services and in accordance with Customer's instructions, including as described in the Agreement. Docket shall not Sell or Share Customer Personal Data, nor use, retain, disclose, or otherwise Process Customer Personal Data outside of its business relationship with Customer or for any other purpose (including Docket's commercial purpose) except as required or permitted by law. Docket shall promptly inform Customer (a) if Docket determines that it is no longer able to meet its obligations under Data Protection Laws or (b) if, in Docket's opinion, an instruction infringes applicable Data Protection Laws. Customer reserves the right to take reasonable and appropriate steps to ensure Docket's Processing of Customer Personal Data is consistent with Customer's obligations under Data Protection Law and discontinue and remediate unauthorized use of Customer Personal Data;
   • Docket shall have rights to process Customer Personal Data solely (i) to the extent necessary to (a) perform the Business Purposes and its obligations under the Agreement; (b) operate, manage, test, maintain and enhance the Services including as part of its business operations; (c) to disclose aggregate statistics about the Services in a manner that prevents individual identification or re-identification of Customer Personal Data, including without limitation any individual device or individual person; and/or (d) protect the Services from a threat to the Services or Customer Personal Data; or (ii) if required by court order of a court or authorized governmental agency, provided that prior notice first be given to Customer; (iii) as otherwise expressly authorized by Customer;
   • Docket will not combine Customer Personal Data which Docket Processes on Customer's behalf, with Personal Data which it receives from or on behalf of another person or persons, or collects from its own interaction with an individual, provided that Docket may combine personal information to perform any Business Purpose permitted or required under the Agreement to perform the Services;
   • Docket will not use Customer Personal Data to develop, train, retrain, or fine-tune any generalized or foundation artificial intelligence or machine learning models, or for the benefit of any third party. Docket may process Customer Personal Data solely to provide the Services to Customer as described in this Addendum and the Agreement;
2. Implement and maintain measures designed to ensure that Docket personnel authorized to process the Customer Personal Data have committed themselves to confidentiality or are under an appropriate statutory obligation of confidentiality unless disclosure is required by law or professional regulations;
3. Implement and maintain the technical and organizational measures set out in the Agreement, and, taking into account the state of the art, the costs of implementation, and the nature, scope, context and purposes of Processing as well as the risk of varying likelihood and severity for the rights and freedoms of natural persons, implement and maintain any further commercially reasonable and appropriate administrative, technical, and organizational measures designed to ensure a level of security appropriate to the risk of the Processing of Customer Personal Data in accordance with Article 32 of the GDPR, and specifically:
   • encryption of Customer Personal Data in transit and at rest, and pseudonymization where appropriate;
   • ensuring ongoing confidentiality, integrity, availability, and resilience of Docket's processing systems and services that process Customer Personal Data;
   • restoring availability and access to Customer Personal Data in a timely manner in the event of a physical or technical incident; and
   • regularly testing, assessing, and evaluating the effectiveness of technical and organizational measures for ensuring the security of the processing of the Customer Personal Data.
4. Customer hereby agrees that Docket is generally authorized to engage and appoint Sub-processors, and specifically the Sub-processors listed in Annex 2 hereto, subject to Docket's:
   • notifying Customer at least thirty (30) calendar days in advance of any intended changes or additions to its Sub-processors listed in Annex 2 by emailing notice of the intended change to Customer;
   • including data protection obligations in its contract with each Sub-processor that are materially the same as those set out in this Addendum; and
   • remaining liable to the Customer for any failure by each Sub-processor to fulfill its obligations in relation to the Processing of the Customer's Personal Data.
5. In relation to any notice received under Section 4.2(4)(A), Customer shall have a period of 30 (thirty) days from the date of the notice to inform Docket in writing of any reasonable objection on data protection grounds to the use of that Sub-processor. The parties will then, for a period of no more than 30 (thirty) days from the date of Customer's objection, work together in good faith to attempt to find a commercially reasonable solution for Customer that avoids the use of the objected-to Sub-processor. Where no such solution can be found, either Party may (notwithstanding anything to the contrary in the Agreement) terminate the relevant Services immediately on written notice to the other Party, without damages, penalty, or indemnification whatsoever (but without prejudice to any fees incurred by Customer prior to termination);
6. to the extent legally permissible, promptly notify Customer in case of any legally binding requests (i.e., disclosures required by law, court order, or subpoena) for disclosure of Customer Personal Data by Docket. In case it is not legally binding then Customer Personal Data would not be disclosed and Docket will notify the Customer of such request rejection. A record of all legally binding disclosure requests relating to Customer Personal Data shall be maintained.
7. to the extent legally permissible, promptly notify Customer of any communication from a Data Subject regarding the Processing of Customer Personal Data, or any other communication (including from a Supervisory Authority) relating to any obligation under the applicable Data Protection Laws in respect of the Customer Personal Data. Docket will not respond to any such request or complaint unless expressly authorized to do so by Customer or is otherwise required to respond under applicable Data Protection Laws. Taking into account the nature of the Processing, Docket will reasonably assist Customer (or the relevant Controller) by appropriate technical and organizational measures, insofar as this is possible, for the fulfillment of Customer's, Customer's Affiliates' or the relevant Controller(s)' obligation to respond to requests for exercising the data subject's rights laid down in Chapter III GDPR. Where such assistance requires effort beyond what is reasonably available through the Services, Customer agrees to reimburse Docket's reasonable, documented expenses in providing such assistance, which Docket will identify in advance where practicable;
8. upon Docket's becoming aware of a Personal Data Breach involving Customer Personal Data, notify Customer without undue delay, of any Personal Data Breach involving Customer Personal Data, such notice to include, to the extent reasonably available to Docket, all timely information reasonably required by Customer (or the relevant Controller) to comply with its data breach reporting obligations under the applicable Data Protection Laws. Docket shall further take all such measures and actions as are necessary to remedy or mitigate the effects of such Personal Data Breach and shall keep Customer reasonably informed of developments concerning Customer Personal Data;
9. to the extent required by the applicable Data Protection Laws, provide reasonable assistance to Customer, Customer's Affiliates' or the relevant Controller(s)' with its obligations pursuant to Articles 32 to 36 of the GDPR taking into account the nature of the Processing and information available to Docket; Where such assistance requires effort beyond what is reasonably available through the Services, Customer agrees to reimburse Docket's reasonable, documented expenses in connection with assistance provided under Articles 35 and 36 of the GDPR, which Docket will identify in advance where practicable;
10. cease Processing the Customer Personal Data upon the termination or expiry of the Agreement, and at the option of Customer, Customer's Affiliates, or the relevant Controller(s) either return or delete (including by ensuring such data is in non-readable format) all copies of the Customer Personal Data Processed by Docket, unless (and solely to the extent and for such period as) applicable law requires Docket to retain some or all of the Customer Personal Data. Any such Customer Personal Data retained shall remain subject to the obligations of confidentiality set forth in the Agreement; and
11. Docket shall maintain the necessary records in support of demonstrating compliance with its obligations (as specified in the applicable contract) for the processing of Customer Personal Data carried out on behalf of the Customer.
12. make available to Customer all information reasonably necessary to demonstrate compliance with this Addendum and allow for and contribute to audits, including inspections, by Customer, or an independent third party auditor mandated by Customer, provided that Customer gives Docket reasonable prior notice of its intention to audit, conducts its audit during Docket's normal business hours, and takes all reasonable measures to prevent unnecessary disruption to Docket's operations. For the purposes of demonstrating compliance with this Addendum under this Section 4.2(12), the Parties agree that in the first instance, once per year during the term of the Agreement (except if and when required by instruction of a competent Supervisory Authority or where Customer believes a further audit is necessary due to a Personal Data Breach concerning Customer Personal Data suffered by Docket), Docket will provide to Customer responses to cybersecurity and other assessments and only where Customer cannot establish Docket's compliance with this Addendum from Docket's responses shall Customer request to inspect Docket's processing operations. Where such audits or assessments require effort beyond what is reasonably available through Docket's standard responses, Customer agrees to reimburse Docket's reasonable, documented expenses, which Docket will identify in advance where practicable.

5. Restricted Transfers

The parties agree that when the transfer of Customer Personal Data from Customer and/or any of its Affiliates (as exporter) to Docket (as importer) is a Restricted Transfer and EU Area Law applies, the transfer shall be subject to the appropriate Controller to Processor SCCs, which shall be deemed incorporated into and form part of this Addendum as follows:

5.1 In relation to Customer Personal Data that is protected by the EU GDPR and processed by Docket on behalf of and under the instruction of Customer, the EU SCCs will apply completed as follows:

• Module Two will apply (controller to processor transfers);
• In Clause 7, the optional docking clause will apply;
• In Clause 9, Option 2 will apply, and the time period for prior notice of sub-processor changes shall be as set out in Section 4.2(4)(A) of this Addendum;
• In Clause 11, the optional language will not apply;
• In Clause 17, Option 1 will apply, and the EU SCCs will be governed by Irish law;
• In Clause 18(b), disputes shall be resolved before the courts of the Republic of Ireland;
• Annex I of the EU SCCs shall be deemed completed with the information set out in Annex 1 to this Addendum; and
• Annex II of the EU SCCs shall be deemed completed with the information set out in Section 4 of Annex 1 to this Addendum.

5.2 In relation to Customer Personal Data that is protected by the Swiss DPA, the EU SCCs shall apply in accordance with Section 5.1 of this Addendum, but with the following modifications:

• Any references in the EU SCCs to "Regulation (EU) 2016/679" shall be interpreted as references to the Swiss DPA and the equivalent articles or sections therein;
• Any references to "EU", "Union", "Member State", and "Member State law" shall be interpreted as references to Switzerland and Swiss law, as the case may be;
• Any references to the "competent supervisory authority" and "competent courts" shall be interpreted as references to the relevant data protection authority and courts in Switzerland; and
• The Controller to Processor SCCs shall be governed by the laws of Switzerland and disputes shall be resolved before the competent Swiss Courts.

5.3 In relation to Customer Personal Data that is protected by the UK GDPR, the EU SCCs shall apply in accordance with Section 5.1 of this Addendum, but as modified and interpreted by the Part 2: Mandatory Clauses of the UK Addendum, which shall be incorporated into and form an integral part of this Addendum. Any conflict between the terms of the EU SCCs and the UK Addendum shall be resolved in accordance with Section 10 and Section 11 of the UK Addendum. In addition, tables 1 to 3 in Part 1 of the UK Addendum shall be completed respectively with the information set out in Annex I of this Addendum, and table 4 in Part 1 of the UK Addendum shall be deemed completed by selecting both "Importer" and "Exporter".

Docket shall not participate in any other Restricted Transfers of Customer Personal Data (whether as an importer or an exporter of the Customer Personal Data) unless the Restricted Transfer is made in compliance with applicable Data Protection Law and pursuant to the relevant Standard Contractual Clauses implemented between the relevant exporter and importer of the Customer Personal Data, as necessary in order to comply with applicable Data Protection Law.

6. Precedence

The provisions of this Addendum are supplemental to the provisions of the Agreement. In the event of any inconsistency between the provisions of this Addendum and the provisions of the Agreement, the provisions of this Addendum shall prevail. In the event that any provision of this Addendum and/or the Agreement contradicts, directly or indirectly, the Controller to Processor SCCs, the Controller to Processor SCCs will control.

7. Indemnity

To the extent permissible by law, Customer shall (a) defend Docket and its Affiliates (collectively, "Indemnified Parties") from and against any and all claims, demands, suits, or proceedings made or brought against any of the Indemnified Parties by any third party (each, a "Claim"), and (b) indemnify and hold harmless the Indemnified Parties from and against any and all losses, damages, liabilities, fines and administrative fines, penalties, settlements, and costs and expenses of any kind (including, without limitation, reasonable legal, investigatory and consultancy fees and expenses) incurred or suffered by any of the Indemnified Parties, in each case arising from any breach by Customer of this Addendum or of its obligations under applicable Data Protection Laws. Docket may participate in the defense and/or settlement of a Claim under this Section 7 with counsel of its choosing at its own expense.

8. Severability

The Parties agree that, if any section or sub-section of this Addendum is held by any court or competent authority to be unlawful or unenforceable, it shall not invalidate or render unenforceable any other section of this Addendum.

9. Miscellaneous

Docket shall comply with all applicable statutory and regulatory requirements, including the EU GDPR. Docket is certified to ISO/IEC 27001:2022 and maintains a SOC 2 Type II attestation.

In the event a Data Subject wishes to exercise its Data Subject rights under applicable Data Protection Law, including, but not limited to, a Data Subject's right of access, correction and/or erasure of its Personal Data in Docket's control, the Data Subject can submit such request by contacting Docket's Data Protection Officer below. Concerns and/or complaints related to the Customer's Personal Data can also be raised by contacting the Data Protection Officer below:

• Data Protection Officer
• Email: dpo@docketai.com

2. Competent Supervisory Authority

Identify the competent supervisory authority/ies (e.g. in accordance with Clause 13 SCCs): As determined by the application of Clause 13 of the EU SCCs.

3. Processing Information

Categories of data subjects whose personal data is transferred:

• Customer's authorized users of the Services;
• Customer's website visitors and prospective customers who interact with the Services;
• Individuals whose personal data is contained in the data sources Customer connects to the Services (e.g., contacts in Customer's CRM, participants in recorded calls or meetings, and individuals referenced in connected systems).

Categories of personal data transferred (processed in connection with the Services):

• Names
• Email addresses
• Job title and role
• Company / organization
• Other business contact details
• Meeting and call content (e.g., audio, video, and transcripts) and associated metadata

Sensitive personal data transferred: None.

Frequency of the transfer: Continuous.

Nature of the processing: The nature of the processing is more fully described in the Agreement and accompanying order forms but will include the following basic processing activities: the provision of the Services to Customer. To deliver the Services, Docket receives Customer Personal Data and processes it solely as necessary to perform the Services for Customer - including to query, organize, store, and retrieve the relevant information, and, where required to provide the Services, to transmit it to Sub-processors. Docket does not retain, combine, or use Customer Personal Data for its own purposes. The purpose of the transfer is to facilitate the performance of the Services as more fully described in the Agreement and accompanying order forms.

Purpose of the data transfer and further processing: For processing involving California consumers, Docket Processes Personal Data for the following Business Purposes:

• Helping to ensure security and integrity, to the extent the use of the consumer's personal information is reasonably necessary and proportionate for these purposes;
• Debugging to identify and repair errors that impair existing intended functionality;
• Performing services on behalf of the business, including maintaining or servicing accounts, providing customer service, verifying customer information, providing analytic services, providing storage, or providing similar services on behalf of the business;
• Undertaking internal research for technological development and demonstration;
• Undertaking activities to verify or maintain the quality or safety of a service or device that is owned, manufactured, manufactured for, or controlled by the business, and to improve, upgrade, or enhance that service or device;
• Retaining and employing another service provider or contractor as a subcontractor, where the subcontractor meets the requirements for a service provider or contractor under CCPA;
• Building or improving the quality of the services Docket provides to the business, provided that Docket does not use the Customer's Personal Data to perform services on behalf of another person; and
• Preventing, detecting, or investigating data security incidents, or protecting against malicious, deceptive, fraudulent, or illegal activity.

Period for which the personal data will be retained or criteria used to determine that period: The period for which the Customer's Personal Data will be retained is more fully described in the Agreement, Addendum, and accompanying order forms.

4. Technical and Organizational Security Measures

Description of the technical and organizational security measures implemented by Docket as the data processor/data importer to ensure an appropriate level of security, taking into account the nature, scope, context, and purpose of the processing, and the risks for the rights and freedoms of natural persons.

Subprocessor transfers - subject matter, nature, and duration of processing: The subject matter, nature, and duration of the Processing are more fully described in the Agreement, Addendum, and accompanying order forms.

4.1 Security
A. Security Management System.

Organization. Docket designates qualified security personnel whose responsibilities include development, implementation, and ongoing maintenance of the Information Security Program.

Policies. Management reviews and supports all security-related policies to ensure the security, availability, integrity, and confidentiality of Customer Personal Data. These policies are updated at least once annually.

Assessments. Docket engages a reputable independent third party to perform risk assessments of all systems containing Customer Personal Data at least once annually.

Risk Treatment. Docket maintains a formal and effective risk treatment program that includes penetration testing, vulnerability management, and patch management to identify and protect against potential threats to the security, integrity, or confidentiality of Customer Personal Data.

Vendor Management. Docket maintains an effective vendor management program.

Incident Management. Docket reviews security incidents regularly, including effective determination of root cause and corrective action.

Standards. Docket operates an information security management system that is certified to the ISO/IEC 27001:2022 standard and maintains a SOC 2 Type II attestation.

B. Personnel Security.

Docket personnel are required to conduct themselves in a manner consistent with the company's guidelines regarding confidentiality, business ethics, appropriate usage, and professional standards. Docket conducts reasonably appropriate background checks on any employees who will have access to client data under this Agreement, including in relation to employment history and criminal records, to the extent legally permissible and in accordance with applicable local labor law, customary practice, and statutory regulations.

Personnel are required to execute a confidentiality agreement in writing at the time of hire and to protect Customer Personal Data at all times. Personnel must acknowledge receipt of, and compliance with, Docket's confidentiality, privacy, and security policies. Personnel are provided with privacy and security training on how to implement and comply with the Information Security Program. Personnel handling Customer Personal Data are required to complete additional requirements appropriate to their role (e.g., certifications). Docket's personnel will not process Customer Personal Data without authorization.

C. Access Controls.

Access Management. Docket maintains a formal access management process for the request, review, approval, and provisioning of all personnel with access to Customer Personal Data to limit access to Customer Personal Data and systems storing, accessing, or transmitting Customer Personal Data to properly authorized persons having a need for such access. Access reviews are conducted periodically to ensure that only those personnel with access to Customer Personal Data still require it.

Infrastructure Security Personnel. Docket has, and maintains, a security policy for its personnel, and requires security training as part of the training package for its personnel. Docket's infrastructure security personnel are responsible for the ongoing monitoring of Docket's security infrastructure, the review of the Services, and for responding to security incidents.

Access Control and Privilege Management. Docket's and Customer's administrators and end users must authenticate themselves via a Multi-Factor authentication system or via a single sign-on system in order to use the Services.

Internal Data Access Processes and Policies - Access Policy. Docket's internal data access processes and policies are designed to protect against unauthorized access, use, disclosure, alteration or destruction of Customer Personal Data. Docket designs its systems to only allow authorized persons to access data they are authorized to access based on principles of "least privileged" and "need to know", and to prevent others who should not have access from obtaining access. Docket requires the use of unique user IDs, strong passwords, two-factor authentication and carefully monitored access lists to minimize the potential for unauthorized account use. The granting or modification of access rights is based on: the authorized personnel's job responsibilities; job duty requirements necessary to perform authorized tasks; on a need-to-know basis; and must be in accordance with Docket's internal data access policies and training. Approvals are managed by workflow tools that maintain audit records of all changes. Access to systems is logged to create an audit trail for accountability. Where passwords are employed for authentication (e.g., login to workstations), password policies follow industry standard practices. These standards include password complexity, password expiry, password lockout, restrictions on password reuse and re-prompt for passwords after a period of inactivity.

D. Data Center and Network Security.

Data Centers.

• Infrastructure. Docket has AWS as its data center.
• Resiliency. Multi Availability Zones are enabled on AWS and Docket conducts Backup Restoration Testing on a regular basis to ensure resiliency.
• Server Operating Systems. Docket's servers are customized for the application environment and the servers have been hardened for the security of the Services. Docket employs a code review process to increase the security of the code used to provide the Services and enhance the security of products in production environments.
• Disaster Recovery. Docket replicates data over multiple systems to help protect against accidental destruction or loss. Docket has designed and regularly plans and tests its disaster recovery programs.
• Security Logs. Docket's systems have logging enabled to their respective system log facility in order to support the security audits and monitor and detect actual and attempted attacks on, or intrusions into, Docket's systems.
• Vulnerability Management. Docket performs regular vulnerability scans on all infrastructure components of its production and development environment. Vulnerabilities are remediated on a risk basis, with Critical, High, and Medium security patches for all components installed as soon as commercially possible.

Networks and Transmission.

• Data Transmission. Transmissions in the production environment are transmitted via Internet standard protocols.
• External Attack Surface. AWS Security Group, which is equivalent to a virtual firewall, is in place for the Production environment on AWS.
• Incident Response. Docket maintains incident management policies and procedures, including detailed security incident escalation procedures. Docket monitors a variety of communication channels for security incidents, and Docket's security personnel will react promptly to suspected or known incidents, mitigate the harmful effects of such security incidents, and document such security incidents and their outcomes.
• Encryption Technologies. Docket encrypts Customer Personal Data both in transit and at rest. Data in transit is protected using HTTPS (TLS), and data at rest is protected using industry-standard encryption.

Data Storage, Isolation, Authentication, and Destruction. Docket stores data in a multi-tenant environment on AWS servers. Data, the Services database and file system architecture are replicated between multiple availability zones on AWS. Docket logically isolates the data of different customers. A central authentication system is used across all Services to increase uniform security of data. Docket ensures secure disposal of Client Data through the use of a series of data destruction processes.

Annex 2 - Docket's Sub-processors

A current list of Docket's Sub-processors, including each Sub-processor's description of processing and location, is maintained at: https://www.docket.io/legal/subprocessors.

This list forms part of this Addendum and is incorporated herein by reference. Docket will notify Customer of intended changes or additions to its Sub-processors in accordance with Section 4.2(4)(A) of this Addendum.